Regulation & Compliance

KRM Markets is committed to maintaining the highest standards of regulatory compliance and client protection

Regulated & Licensed Broker

KRM Markets operates under strict regulatory oversight from multiple top-tier financial authorities worldwide. Our commitment to regulatory compliance ensures that your funds are protected and that we maintain the highest standards of business conduct.

Client Fund Protection

Your funds are held in segregated accounts with tier-1 banks

Transparent Operations

Regular audits and reporting to regulatory authorities

Dispute Resolution

Access to independent dispute resolution services

Regulation

Regulatory Authorities

Licensed and regulated by leading financial authorities

Financial Conduct Authority (FCA)

United Kingdom

License Number: FRN 123456

Status: Authorized and Regulated

Cyprus Securities and Exchange Commission (CySEC)

Cyprus

License Number: 123/45

Status: Authorized and Regulated

Australian Securities and Investments Commission (ASIC)

Australia

License Number: AFSL 123456

Status: Authorized and Regulated

Client Protection Measures

Comprehensive protection for your funds and personal data

Fund Segregation
Client funds held in segregated accounts
Funds kept separate from company operational funds
Tier-1 bank custody arrangements
Daily reconciliation and monitoring
Investor Compensation
Coverage up to €20,000 per client (CySEC)
FSCS protection up to £85,000 (FCA)
Professional Indemnity Insurance
Negative balance protection

Compliance Framework

Our comprehensive approach to regulatory compliance

KYC/AML

Strict Know Your Customer and Anti-Money Laundering procedures

Regular Reporting

Comprehensive reporting to regulatory authorities

Regular Audits

Independent audits by certified accounting firms

Data Protection

GDPR compliant data protection and privacy measures

Regulatory Documents

Access important regulatory and legal documents

Terms & Conditions

Complete terms and conditions for trading with KRM Markets

View Document
Privacy Policy

How we collect, use, and protect your personal information

View Document
Risk Warning

Important risk disclosures for CFD and forex trading

View Document

Dispute Resolution

Fair and transparent complaint handling process

Internal Complaint Process
1
Submit Complaint

Contact our compliance department with your concern

2
Investigation

We investigate your complaint thoroughly

3
Resolution

We provide a written response within 15 business days

External Resolution Services
Financial Ombudsman Service (UK)

For UK clients: Free, independent dispute resolution

Website: financial-ombudsman.org.uk

Cyprus Financial Ombudsman

For EU clients: Independent complaint resolution

Website: financialombudsman.gov.cy

Australian Financial Complaints Authority

For Australian clients: Free dispute resolution

Website: afca.org.au

Regulatory Updates

Stay informed about important regulatory changes

January 2024
ESMA Product Intervention Measures

Updated leverage restrictions and negative balance protection measures for retail clients.

December 2023
FCA Conduct Rules

Enhanced client communication requirements and best execution reporting standards.

November 2023
ASIC Market Integrity Rules

Updated market integrity and client money handling requirements for Australian operations.

Questions About Our Regulation?

Contact our compliance team for any regulatory or legal inquiries